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Search every broker license guide.

Find regulator profiles by short name, official name, country, region, or common alias. Results link to the full license guide with protection context and verification steps.

Search across 40 regulator and registration profiles. Use official source links inside each result before relying on any broker claim.

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Showing 12 of 40 matching licenses

Labuan FSA

Labuan Financial Services Authority

Malaysia / Labuan IBFCEstablished niche regulator

Labuan FSA supervises financial services in Malaysia’s Labuan international business and financial centre. It can be meaningful, but users should distinguish Labuan entity scope from mainland or global broker claims.

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BaFin

Federal Financial Supervisory Authority

GermanyStrong regulator

BaFin is Germany’s integrated financial supervisor. For broker research, a verified BaFin authorization is a strong EU trust signal for the German legal entity and its permitted activities.

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AMF France

Autorité des marchés financiers

FranceStrong regulator

France’s AMF is a major EU markets regulator. It is a strong trust signal for authorized French investment-service or market participants, but users must verify license scope and entity.

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FINMA

Swiss Financial Market Supervisory Authority

SwitzerlandStrong regulator

FINMA is Switzerland’s financial-market supervisor. A verified FINMA authorization is a strong signal, especially for Swiss banks, securities firms, asset managers, and supervised institutions.

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JFSA

Financial Services Agency of Japan

JapanStrong regulator

Japan’s Financial Services Agency is a strong regulator for financial instruments business operators. Broker claims should be checked against Japanese registration categories and official lists.

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CFTC / NFA

Commodity Futures Trading Commission / National Futures Association

United StatesStrong regulator

CFTC oversight and NFA membership are strong signals for U.S. futures, forex, swaps, and derivatives intermediaries. Scope and registration category are critical.

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FMA NZ

Financial Markets Authority New Zealand

New ZealandStrong regulator

New Zealand’s FMA supervises financial markets conduct. A verified FMA license is a strong signal, while basic FSPR registration alone should not be treated as equivalent.

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CBI

Central Bank of Ireland

IrelandStrong regulator

The Central Bank of Ireland is a strong EU financial regulator. Broker or investment-firm claims should be checked against its official registers and passporting context.

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AFM

Dutch Authority for the Financial Markets

NetherlandsStrong regulator

The AFM supervises conduct in Dutch financial markets. It is a strong EU regulator for authorized Dutch investment firms and related financial-service providers.

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CNMV

National Securities Market Commission

SpainStrong regulator

Spain’s CNMV is a strong EU securities-market regulator. Use its official registers to verify investment firms, warnings, and entity-specific permissions.

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CONSOB

Commissione Nazionale per le Società e la Borsa

ItalyStrong regulator

CONSOB is Italy’s securities-market regulator. It is a strong EU trust signal for authorized Italian investment firms and useful for checking warnings and EU branch/passport records.

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SEC Thailand

Securities and Exchange Commission Thailand

ThailandStrong local regulator

Thailand’s SEC is the core securities and capital-market regulator. It is a strong local signal for Thai securities or derivatives licensees, but users must check product scope carefully.

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Important disclosure

Broker research, not investment advice

Availability, fees, investor protection, and regulation can vary by country and legal entity. Verify the broker and regulator details directly before opening an account.

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